Financial Dispute Resolution Solicitors

Financial Services Advice – London, UK & Internationally

Financial Dispute Resolution Solicitors

Our financial services solicitors advise businesses and individuals on a broad range of financial disputes. Our financial lawyers understand and have worked successfully in this area of the law. We frequently advise financial services organisations and individuals regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA). If you need advice on complaints to the Financial Ombudsman Service (FOS) or the Business Banking Resolution Service (BBRS) we are the experts. Perhaps you need advice regarding an investment loan? We also conduct high value and complex claims for negligence, breach of contract, breach of fiduciary duty and misrepresentation. 

We aim to work in a quick and effective way so that you spend your time growing the business rather than on rectifying issues, handling bad publicity and rebuilding reputation. Our advice is always aimed at early resolution of your financial dispute.

Who can our financial services solicitors help?

Our clients come to us from a wide variety of industry sectors such as banks, insurance firms, corporate finance firms as well as small and medium sized enterprises and individuals. Our financial dispute lawyers have worked for some of the World’s largest and most successful financial services institutions. They have also worked for regulators including The Bank of England.

Our broad experience ensures that we are able to deal with a broad range of financial services disputes as effectively as possible. Together with our data protection, regulatory experts and our employment team, our firm offers a valuable resource that appeals to all industry sectors in London, the UK and internationally.

Financial Dispute Resolution Solicitors - Our services

We work on a variety of financial issues including:

  • Financial Services Disputes – supporting businesses and individuals in financial services disputes, including in relation to mis-selling of financial products and loans, both through the pre-action stage and following issue of court proceedings
  • Complaints – advising businesses and individuals in relation to complaints to the Financial Ombudsman Service and the Business Banking Resolution Service
  • Professional negligence – advising on claims against professionals such as solicitors, barristers, surveyors, valuers, conveyancers and finance brokers
  • Shareholder Disputes – acting for shareholders, members, directors and companies 
  • Civil Fraud – advising both the victims of fraud and the defendants in civil fraud proceedings
  • Commercial Disputes – providing guidance where disputes have arisen about contractual terms and enforceability

‘The team are personable, technically extremely strong and will go more than the extra yard for their clients. Alongside of that, their industry sector knowledge and experience is uniquely broad and deep. They are a true ally and their advice is always commercially balanced.’ – The Legal 500

Financial Services Dispute Lawyers - recent work

Our broad client base means that we have advised businesses and individuals on a wide range of financial issues. Some of these include:

  • Business Interruption Insurance – advising on claims for business interruption insurance following the outcome of the FCA test case
  • Shareholder Disputes – advising a claimant on a dispute in respect of the enforceability of a loan agreement and investment in a limited partnership
  • Hedge Fund Dispute – advising an individual on their involvement in major financial services litigation relating to alleged market manipulation
  • Push Payment Fraud – defending an FX firm in civil fraud proceedings relating to authorised push payment fraud
  • Financial Ombudsman Service – advising on a number of Financial Ombudsman Service complaints including those relating to a family legal protection policy, authorised push payment fraud and disability insurance cover
  • Internal Investigation – leading an internal investigation into Cum-ex trading and coordinating a response to tax authorities within agreed timeframes and advising around document retention and production
  • Money Laundering – advising the Financial Crime Team of a major institution on project scope, relevant legislation and the terms of agreement between participating organisations in the Joint Money Laundering Intelligence Taskforce
  • Consumer Credit – drafting internal procedures on consumer credit complaints with reputational interest and advising on responses to the Financial Ombudsman Service
  • Interest Rate Hedging – advising a major financial services firm on specific cases and supporting the organisation’s IRHP review team

Our Financial Services Specialist

Charlie Herbert is head of Financial Services Disputes at Doyle Clayton and has successfully advised on a wide range of financial services issues. Charlie regularly provides updates and webinars for the firm’s clients on emerging trends and how to resolve financial services disputes. He also provides training for the firm’s clients on Brexit and regulatory developments such as the Senior Managers and Certification Regime (SM&CR). 

To get in touch with Charlie please email him on or call him on or call +44 (0)207 778 7231

To find out more about Charlie and his work, visit his personal page.

Why Choose Us

  • First, our reputation: we are highly rated by the legal directories, Chambers & Partners and The Legal 500
  • Secondly, we are fortunate to have worked with a wide range of businesses. This has resulted in a highly experienced team with a bank of expertise
  • Thirdly, communication - clear and straightforward advice from the start. We make sense of the law and make sure that you understand all your options
  • Finally, we are efficient in the way that we work, resulting in a reliable and responsive service 

Contact Doyle Clayton

If you are looking for legal advice on your financial issue we can help. To make contact call us on +44 (0)20 7329 9090 or email us at and we will call you. Please leave a message if you can’t get through. We will respond quickly to all enquiries.

Additionally, we are happy to advise you by video call. We work with clients in London and all over the UK as well as internationally.

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Our Expert

Charles Herbert

Charlie leads the firm's Regulatory and Financial Services Disputes practice. He joined Doyle Clayton to set up the team having worked as legal counsel in the Enforcement and Litigation Division at the Bank of England. Prior to that, he was a senior solicitor in the Contentious Regulatory and Litigation Teams at Santander UK plc and in the litigation team of a leading national law firm, where he also undertook a secondment in the Barclays Litigation team.

  • Partner & Head of Regulatory and Financial Services Disputes
  • T: +44 (0)20 7778 7231
  • Email me

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